Artigo completo - Open Access.

Idioma principal | Segundo idioma

Cooperation in Innovative Efforts: a Survey of the Literature

Cooperation in Innovative Efforts: a Survey of the Literature

Freire, João Augusto F. ; Gonçalves, Eduardo ;

Artigo completo:

A importância da cooperação como força motriz da inovação é assunto amplamente estudado. Configurações cooperativas constituem potenciais plataformas a transmissão indireta e direta de conhecimento. O objetivo deste artigo é sintetizar as contribuições dos principais trabalhos que tratam da cooperação voltada para a inovação, enfatizando os efeitos de configurações específicas de acordo com suas estruturas de governança, os motivos para cooperar e as caraterísticas de parceiros, o porte das firmas envolvidas, o contexto regional e o estágio de desenvolvimento da economia onde acontece a cooperação. No geral, a cooperação é uma configuração organizacional que almeja compartilhar e difundir conhecimento. A maior parte das evidências analisadas neste trabalho apontam para um efeito positivo da cooperação no desempenho de inovação das firmas. Salvo raras exceções, esta correlação positiva ocorre principalmente em estudos de caso de setores de elevada intensidade tecnológica concentrados em regiões geográficas pequenas.

Artigo completo:

The importance of cooperation as a mechanism leading to innovation has been widely examined.¬¬ Cooperative settings are potential platforms for indirect as well as direct transmission of knowledge. The aim of this article is to synthesize the contributions of the main papers dealing with innovation cooperation, while emphasizing the effects of cooperative settings according to their different governance structures, the reasons to cooperate and partner's characteristics, firm size, the regional context, and the stage of development of a country's economy. In general, cooperation is an organizational setting that determines the sharing of knowledge and its diffusion. Great part of the empirical evidence analyzed here points to a positive effect of cooperation on innovation performance. However, although there are exceptions, this positive correlation is found most often in case studies of technology-intensive sectors in small regions

Palavras-chave: inovação cooperativa; estrutura de governança; spillovers; concorrência; difusão de conhecimento,

Palavras-chave: cooperative innovation; governance structure; spillovers; competition; knowledge diffusion.,

DOI: 10.5151/v-enei-613

Referências bibliográficas
  • [1] Adams, J. D., & Marcu, M. (2004). R&D sourcing, joint ventures and innovation: a multiple indicators approach (No. w10474). National Bureau of Economic Research.
  • [2] Amara, N., & Landry, R. (2005). Sources of information as determinants of novelty of innovation in manufacturing firms: evidence from the 1999 statistics Canada innovation survey. Technovation, 25(3), 245-259.
  • [3] Anderson, A. R., Benavides-Espinosa, M. D. M., & Mohedano-Suanes, A. (2011). Innovation in services through learning in a joint venture. The Service Industries Journal, 31(12), 2019-2032.
  • [4] Arranz, N., & de Arroyabe, J. C. F. (2008). The choice of partners in R&D cooperation: An empirical analysis of Spanish firms. Technovation, 28(1-2), 88-100.
  • [5] Arvanitis, S., & Bolli, T. (2013). A comparison of national and international innovation cooperation in five European countries. Review of Industrial Organization, 43(3), 163-191.
  • [6] Arza, V., & López, A. (2011). Firms’ linkages with public research organisations in Argentina: Drivers, perceptions and behaviours. Technovation, 31(8), 384-400.
  • [7] Atallah, G. (2002). Vertical R&D spillovers, cooperation, market structure, and innovation. Economics of Innovation and New Technology, 11(3), 179-209.
  • [8] Baker, J. (2007). Beyond Schumpeter vs Arrow: how antitrust fosters innovation. Digital Commons, American University Washington College of Law.
  • [9] Barge-Gil, A. (2010). Cooperation-based innovators and peripheral cooperators: An empirical analysis of their characteristics and behavior. Technovation, 30(3), 195-206.
  • [10] Beaudry, C., Schiffauerova, A. (2006). Who’s Right, Marshall or Jacobs? The localization versus urbanization debate. Research Policy, 38, pp. 318-337
  • [11] Becker, W., Dietz, J. (2003). R&D cooperation and innovation activities of firms-evidence for the German manufacturing industry. Research Policy 33, pp. 209-223
  • [12] Belderbos, R., Carree, M., & Lokshin, B. (2006). Complementarity in R&D cooperation strategies. Review of Industrial Organization, 28(4), 401-426.
  • [13] Bellini, E., Piroli, G., Pennachio, L. (2018). Collaborative know-how and trust in university-industry collaborations: empirical evidence from ICT firms. Journal of Technological Transformation
  • [14] Brodley, J. F. (1990). Antitrust law and innovation cooperation. Journal of Economic Perspectives, 4(3), 97-112.
  • [15] Cassiman, B., & Veugelers, R. (2002). R&D cooperation and spillovers: some empirical evidence from Belgium. American Economic Review, 92(4), 1169-1184.
  • [16] Cassiman, B., Di Guardo, M. C., & Valentini, G. (2010). Organizing links with science: Cooperate or contract?: A project-level analysis. Research Policy, 39(7), 882-892.
  • [17] Chesbrough, H. W. (2003). Open innovation: The new imperative for creating and profiting from technology. Harvard Business Press.
  • [18] Coleman, J. (1988). Social Capital in the Creation of Human Capital. The American Journal of Sociology, 94, s95-s120.
  • [19] Cowan, R., & Jonard, N. (2003). The dynamics of collective invention. Journal of Economic Behavior & Organization, 52(4), 513-532.
  • [20] De Marchi, V. (2012). Environmental innovation and R&D cooperation: empirical evidence from Spanish manufacturing firms. Research Policy 41, pp. 614-623
  • [21] Döring, T., Schnellenbach, J., (2006). What do We Know About Geographical Knowledge Spillovers and Regional Growth?: a survey of the literature. Regional Studies, Vol. 40.3, pp. 375-395.
  • [22] Faria, P., Lima, F., Santos, R. (2010). Cooperation in innovation activities: the importance of partners. Research Policy 39, pp. 1082-1092.
  • [23] Fassio, C., Genua, A., Rossi, F. 2018. Which governance of university-industry interactions increases the value of industrial inventions? Industrial and Corporate Change, 00, pp. 1-30
  • [24] Feldman, M., Kogler, D., (2010). Stylized Facts in the Geography of Innovation. Handbooks in Economics, Volume 02, Elsevier B.V.
  • [25] Foray, D. (1991). The Secrets of Industry are in the Air: industrial cooperation and the organizational dynamics of the innovative firm. Research Policy 20, pp. 393-405.
  • [26] Freel, M. S., & Harrison, R. T. (2006). Innovation and cooperation in the small firm sector: Evidence from ‘Northern Britain’. Regional Studies, 40(4), 289-305.
  • [27] Fritsch, M. (2003). Does R&D-cooperation behavior differ between regions?. Industry and innovation, 10(1), 25-39.
  • [28] Fritsch, M., Franke, G. (2004). Innovation, regional knowledge spillovers and R&D cooperation. Research Policy 33, pp. 245-255
  • [29] Fritsch, M., Lukas, R. (2001). Who cooperates on R&D? Research Policy 30, pp. 297-312
  • [30] Georghiou, L. (1998). Global Cooperation in research. Research Policy, 27, p. 611-626
  • [31] Hall, B., Mairesse, J., Mohnen., P. (2010). Measuring the Returns to R&D. Handbooks in Economics, Volume 02, Elsevier B.V.
  • [32] Helm, R., Kloyer, M., (2004). Controlling contractual exchange risks in R&D interfirm cooperation: an empirical study. Research Policy 33, pp. 1103-1122
  • [33] Kaiser, U., Kuhn, J. (2012). Long-run effects of public-private research joint-ventures: the case of the Danish innovation consortia support scheme. Research Policy 41, pp. 913-927.
  • [34] Katz, M. L., Ordover, J. A., Fisher, F., & Schmalensee, R. (1990). R and D Cooperation and Competition. Brookings papers on economic activity. Microeconomics, 1990, 137-203.
  • [35] Kerber, W. (2010). Competition, Innovation and Maintaining Diversity Through Competition Law. In Economic Approaches to Competition Law: Foundations and Limitations.
  • [36] Kim, H., & Park, Y. (2008). The impact of R&D collaboration on innovative performance in Korea: A Bayesian network approach. Scientometrics, 75(3), 535-554.
  • [37] Krugman, P. R. (1991). Geography and trade. MIT press.Koschatzky Sternberg, 2010
  • [38] Lee, S., Lee, H., Lee, C. (2020). Open innovation at the national level: towards a global innovation system. Technological Forecasting & Social Change 151.
  • [39] Lucas Jr, R. E. (1988). On the mechanics of economic development. Journal of monetary economics, 22(1), 3-42.
  • [40] Ma, Z., Yu, M., Gao, C., Zhou, J., Yang, Z. (2014). Institutional Constraints of Product Innovation in China: evidence from international joint ventures. Journal of Business Research, Elsevier.
  • [41] Mahmood, I., Zheng, W. (2009). Whether and how: effects of international joint ventures on local innovation in an emerging economy. Research Policy 38, pp. 1489-1503.
  • [42] Marshall, A. (1890). Principles of Economics
  • [43] Miotti, L., & Sachwald, F. (2003). Co-operative R&D: why and with whom?: An integrated framework of analysis. Research policy, 32(8), 1481-1499.
  • [44] Nagaoka, S¬¬¬., Motohashi, K., Goto, A., (2010). Patent Statistics As An Innovation Indicator. Handbooks in Economics, Volume 02. Elsevier B.V.
  • [45] Najib, M., & Kiminami, A. (2011). Innovation, cooperation and business performance. Journal of Agribusiness in Developing and Emerging Economies.
  • [46] Negassi, S. (2004). R&D co-operation and innovation a microeconometric study on French firms. Research policy, 33(3), 365-384.
  • [47] Okamuro, H. (2007). Determinants of successful R&D cooperation in Japanese small businesses: The impact of organizational and contractual characteristics. Research Policy, 36(10), 1529-1544.
  • [48] Okamuro, H., Kato, M., Honjo, Y. (2011). Determinants of R&D cooperation in Japanese start-ups. Research Policy 40, pp. 728-738.
  • [49] Palomeras, N., Wehrheim, D. (2016). The strategic allocation of inventors to R&D collaborations. UC3M Working Paper Business Series 16-01
  • [50] Pires-Alves, C., Gonzalo, M., Lyra, M. (2019). Startups and Young Innovative Firms Mergers & Acquisitions: an antitrust debate? Lessons from the ICT tecno-economic paradigm. Rev. econ. Contemp. Vol. 23, n.2.
  • [51] Ponds, R., Oort, F., Frenken, K. (2010). Innovation, spillovers and university-industry collaboration: an extended knowledge production function approach. Journal of Economic Geography 10, pp. 231-255
  • [52] Powell, W., Gianella, E. (2010). Collective Invention and Inventor Networks. Handbooks in Economics, Volume 02, Elsevier B.V.
  • [53] Quintana-Garcia, C., & Benavides-Velasco, C. A. (2004). Cooperation, competition, and innovative capability: a panel data of European dedicated biotechnology firms. Technovation, 24(12), 927-938.
  • [54] Robin, S., & Schubert, T. (2013). Cooperation with public research institutions and success in innovation: Evidence from France and Germany. Research policy, 42(1), 149-166.
  • [55] Romer, P. M. (1990). Endogenous technological change. Journal of political Economy, 98(5, Part 2), S71-S102.
  • [56] Romer, P. M. (1994). The origins of endogenous growth. Journal of Economic perspectives, 8(1), 3-22.
  • [57] Roper, S., Hewitt-Dundas, N. (2012). Catalysing open innovation through publicly-funded R&D: a comparison of university and company-based research centres. International Small Business Journal 31, pp. 275-295
  • [58] Rycroft, R. (2007). Does cooperation absorb complexity? Innovation networks and the speed and spread of complex technological innovation. Technological Forecasting & Social Change 74, pp. 565-578.
  • [59] Sampson, R. C. (2007). R&D alliances and firm performance: The impact of technological diversity and alliance organization on innovation. Academy of management journal, 50(2), 364-386.
  • [60] Sánchez-González, G., González-Álvarez, N., Nieto, M. (2009). Sticky information and heterogeneous needs as determining factors of R&D cooperation with customers. Research Policy 38, pp. 1590-1603.
  • [61] Saxenian, A. (1994). Regional Advantage: Culture and Competition in Silicon Valley and Route 128. Harvard University Press, Cambridge, MA.
  • [62] Schilling, M. (2015). Towards Dynamic Efficiency: innovation and its implications for antitrust. The Antitrust Bulletin, Vol. 60(3), pp. 191-207.
  • [63] Schwartz, M., Peglow, F., Fritsch, M., & Günther, J. (2012). What drives innovation output from subsidized R&D cooperation?—Project-level evidence from Germany. Technovation, 32(6), 358-369.
  • [64] Seo, H., Chung, Y., Yoon, H. (2017). R&D cooperation and unintended innovation performance: role of appropriability regimes and sectoral characteristics. Technovation, 66-67, pp. 28-42
  • [65] Shan, W., Walker, G., & Kogut, B. (1994). Interfirm cooperation and startup innovation in the biotechnology industry. Strategic management journal, 15(5), 387-394.
  • [66] Shapiro, C. (2011). Competition and Innovation: did Arrow hit the bull’s eye? In The Rate and Direction of Inventive Activity Revisited. University of Chicago Press, IL.
  • [67] Sidak, J., Teece, D. (2009). Dynamic Competition in Antitrust Law. Journal of Competition Law and Economics, Vol. 5, Issue 4, pp. 581-631
  • [68] Staropoli, C. (1998). Cooperation in R&D in the pharmaceutical industry—the network as an organizational innovation governing technological innovation. Technovation, 18(1), 13-23.
  • [69] Sun, S. L., & Lee, R. P. (2013). Enhancing innovation through international joint venture portfolios: From the emerging firm perspective. Journal of International Marketing, 21(3), 1-21.
  • [70] Suzumura, 2000.
  • [71] Teece, D. J. (1992). Competition, cooperation, and innovation: Organizational arrangements for regimes of rapid technological progress. Journal of economic behavior & organization, 18(1), 1-25.
  • [72] Tether, B. (2002). Who co-operates for innovation, and why – an empirical analysis. Research Policy, 31, pp. 947-967.
  • [73] Thurik, R., Stam, E., Audretsch, D. (2013). The Rise of the Entrepreneurial Economy and the Future of Dynamic Capitalism. Technovation, 33.
  • [74] Tojeiro-Rivero, D. Moreno, R. (2019). Technological cooperation, R&D outsourcing, and innovation performance at the firm level: the role of the regional context. Research Policy, 48, pp. 1798-1808.
  • [75] Trigo, A., & Vence, X. (2012). Scope and patterns of innovation cooperation in Spanish service enterprises. Research Policy, 41(3), 602-613.
  • [76] Van Beers, C., Zand, F. (2014). R&D Cooperation, partner diversity, and innovation performance: an empirical analysis. Journal of Product Innovation Management. 31(2), pp. 292-312
  • [77] Wu, 2014
  • [78] Zeng, S. X., Xie, X. M., & Tam, C. M. (2010). Relationship between cooperation networks and innovation performance of SMEs. Technovation, 30(3), 181-194.
Como citar:

Freire, João Augusto F.; Gonçalves, Eduardo; "Cooperation in Innovative Efforts: a Survey of the Literature", p. 59-73 . In: Anais do V Encontro Nacional de Economia Industrial e Inovação (ENEI): “Inovação, Sustentabilidade e Pandemia”. São Paulo: Blucher, 2021.
ISSN 2357-7592, DOI 10.5151/v-enei-613

últimos 30 dias | último ano | desde a publicação


downloads


visualizações


indexações